Transaction Submission
Controls provide reasonable assurance that transactions are completely and accurately submitted to the computer.
- Clients are setup based on a defined approval process and authorized by an appropriate level of management.
- Submissions electronically transmitted are limited to those with approved usernames and passwords.
- Submissions are subject to integrity checks before acceptance.
- Submissions are assigned a unique identification number.
- Submissions for processing are logged and monitored to ensure they are worked timely.
- Submissions are balanced to production data.
